Self-directed 401(k) Accounts --how Is This Different Than A Sd Ira And ??

ly, the SD IRA and 401(k), in some minds, are verytopic, but you want to. The rules are there to protect
similar. They are both tax-free or tax-deferred "trust"you. These are YOUR retirement assets, not
accounts for the benefit of one's retirement assets.monopoly money.
Like any other employer-sponsored retirement planBut in my case, I took a loan out and set myself up
(e.g., 401(k), 403(b), 457(b)), they are designed towith a 5 year ammortized loan at 7% interest. I make
provide, in a tax-friendly environment, the contributionquarterly payments of principal and interest. Oh, I forgot
towards and growth of such assets prior to anto ask....who am I repaying with a fair amount of
individual's distribution of these funds.interest? Oh, you are right...it's me. My payments go
So what is the basic difference?right back into my retirement account.
If an individual or their spouse earn income throughNow, remember, you have to meet the requirement of
self-employment, as a sole proprietor, partnership, LLC,a true self-employed individual to create a SD 401(k)
corporation or as an independent contractor withoutbut, if you do, why wouldn't you want this type of
any employees, then the individual is eligible to thisaccount. It doesn't mean the SD IRA is bad, just
option. But, all things being considered, why woulddifferent.
somebody want a SD 401(k)? I mean, don't they followPlus, as nationally recognized tax expert Tim
the same rules as a SD IRA?Berrysays, "If you conduct a prohibited transaction
In short, no. There are two primary distinctionsyour IRA blows up." In layman's terms that means if
between the two:you enter into a prohibited transaction, your IRA blows
1) For the 2008 tax year, IRA contributions are limitedup :) But seriously, within an 401(k) if you enter into a
to $5,000 (under the age of 50/$6,000 over the age ofprohibited transaction, you may be able to satisfactorily
50) where in contrast to this 401(k) contributions haveresolve the issue -- however, within your IRA if you do
limits of $15,500/$20,500 respectively. What SOUNDSthat same transaction, the IRS (generally) will deem
and IS better? Neither of these also takes into accountyour plan to be fully distributed and subject to
what you can do if your spouse is an officer of yoursignificant taxation and penalties. Review my next blog
company or works with you and the respectiveposting of identified prohibited transactions on Fulcrum
contribution levels. For more information, contact PGIinvestment Network ....remember, though, I am not your
SelfDirected.cpa or tax attorney.
2) Loan Provisions -- Contact PGI SelfDirected forSo, remember, if you self-direct and utilize a plan
more information related to what loan provisionsfacilitator, make sure that they can assist you with
individuals are eligible for through their SD 401(k).both self-directed status with either an IRA or a 401(k)
However, I took out a loan from my account. I amoption. And, as always, do your due diligence on
investing in myself.....is this good or bad?! I think it iseveryone.
good. You do need to follow IRS regulations on this